Recruiting
Phase 2

NIV

Sponsor:

University of Pennsylvania

Code:

NCT07071935

Conditions

Amyotrophic Lateral Sclerosis (ALS)

Chronic Respiratory Failure

Neuromuscular Disease Patients

Neuromuscular Disease

Respiratory Insufficiency

Eligibility Criteria

Sex: All

Age: 18+

Healthy Volunteers: Not accepted

Interventions

Non-invasive ventilation

Study Details

Brief summary:

Amyotrophic lateral sclerosis (ALS) is a disease that causes weakness of the muscles of the body. The disease can eventually lead to severe breathing problems, which is the most common cause of death from ALS. The treatment for breathing is non-invasive ventilation (NIV). It is a machine that helps a person breathe by pushing air in and out of their lungs through a mask worn over the face. Research has shown that NIV can improve the quality of life and survival of someone with ALS. Unfortunately, NIV is not equally beneficial for everyone. The investigators do not yet know the best time or method for starting NIV in ALS. Europe and Canada allow starting NIV much earlier in ALS than the United States. Current recommendations for starting NIV are based on the opinion of experts rather than large research studies. Medical insurance companies will not cover NIV until significant breathing weakness occurs. After NIV is started, there is no evidence-based guidance on the best way to adjust NIV to benefit patients as much as possible. Some patients have difficulty tolerating NIV, but it is not clear how to identify these individuals ahead of time.

The investigators have created a new prediction tool that can identify patients at high risk of breathing problems within the next 6 months. This may help the study team identify who is more likely to benefit from starting NIV early. The investigators have published a paper that shows that NIV helps people with ALS live longer. This paper also showed that patients get more benefit with use NIV for at least 4 hours per day. The investigators published another paper that measured a gas called carbon dioxide (CO2), which goes high if someone's breathing is weakened. This paper showed that patients with ALS may live longer when CO2 levels are lowered using NIV. The investigators also have data suggesting that certain characteristics may predict who is less likely to use NIV at least 4 hours per day.

In this study, the investigators will collect pilot data on starting early NIV in individuals with ALS who do not yet meet insurance criteria for covering NIV. The research team will first use their previously published prediction tool to identify patient risk. Then, subjects would be randomized to start early NIV or to usual care. The usual care group would eventually start NIV as would occur if the participants were not in the study.

The purpose of this study is to collect data to help the investigators plan a larger randomized clinical trial. This study has 4 objectives. First, the project aims to identify individuals who would benefit from earlier NIV. The research team will use the original prediction tool to identify risk of severe breathing problems within the next 6 months. Second, the project aims to show that it is feasible to start NIV early. Third, the project aims to gather data on the effect of randomization on symptoms, CO2 levels, and outcomes. Fourth, the project aims to identify traits that may make someone less likely to use NIV.

Conditions

Amyotrophic Lateral Sclerosis (ALS)

Chronic Respiratory Failure

Neuromuscular Disease Patients

Neuromuscular Disease

Respiratory Insufficiency

Study ID

NCT07071935

Start date

Jun 11, 2026

Status verified date

Jun, 2026

Completion date

May, 2029

Anticipated

Primary completion date

May, 2029

Anticipated

Eligibility Criteria

Eligibility Criteria

Sex: All

Age: 18+

Healthy Volunteers: Not accepted

Inclusion Criteria:

  • Diagnosed with ALS using the Gold Coast Criteria within the last 6 months
  • Age ≥18 years
  • Willingness and ability to participate in study procedures
  • Provision of signed and dated informed consent form

Exclusion Criteria:

1. Current or prior or recommended/prescribed use of NIV including:

i) bi-level positive pressure ventilation, such as a respiratory assist device or home ventilator ii) Current or prior use of continuous positive airway pressure, or "CPAP" therapy
2. Forced vital capacity <50% of predicted normal
3. Maximal inspiratory pressure > -60 cmH2O (eg, -50 or -40 cmH2O would be excluded)
4. Chronic use of supplemental oxygen at any part of the day
5. Enrollment in hospice
6. Current tracheostomy
7. Prior history of sleep apnea where non-invasive ventilation was used or recommended
8. Thoracic, abdominal, facial or ophthalmic surgery in the prior 6 weeks
9. Coughing up blood
10. Myocardial infarction in the previous 4 weeks
11. Absolute contraindication to NIV, which includes lethargy, obtundation, facial fractures, active pneumothorax, and airway obstruction (such as a tumor)
12. Presence of cognitive dysfunction that would impair ability to complete study procedures, as determined by neurology attending physician

Study Design

Enrollment

48 participants

Anticipated

Allocation

Randomized

Intervention Model

Parallel Assignment

Primary purpose

Treatment

Interventions and Outcome Measures

Arms

experimental: Early Non-invasive Ventilation

Participants randomized to this arm will be assigned to start therapy with non-invasive ventilation.

no intervention: Usual care

Participants randomized to this arm will receive usual care for amyotrophic lateral sclerosis.

Interventions

Non-invasive ventilation

Non-invasive ventilation will be started earlier than usual respiratory care guidelines for ALS in the United States.

Primary outcome measure

  • Time to first use of non-invasive ventilation [ Time Frame: From enrollment to end of follow-up at approximately 1 year ]

Central Contacts and Locations

Central contacts

Locations

Penn State Hershey ALS Clinic

Recruiting

Hershey, Pennsylvania, United States, 17033

Contacts

Principal Investigator:

Zachary Simmons, MD

Penn Comprehensive ALS Center at Pennsylvania Hospital

Recruiting

Philadelphia, Pennsylvania, United States, 19104

Contacts

Principal Investigator:

Jason Ackrivo, MD, MSCE

Thomas Jefferson University Weinberg ALS Center

Recruiting

Philadelphi, Pennsylvania, United States, 19107

Contacts

Stephanie Dobak, MS, RD, LDN, CNSC

(215) 873-4628Stephanie.Dobak@jefferson.edu

Principal Investigator:

Piera Pasinelli, PhD

More Information

Sponsor

University of Pennsylvania

Last update posted

Jun 26, 2026

Last verified

Jun, 2026

Keywords

  • chronic respiratory failure
  • chronic neuromuscular respiratory failure
  • non-invasive ventilation
  • amyotrophic lateral sclerosis

Trial information was received from ClinicalTrials.gov and was last updated on 2026-09-08. This information was provided to ClinicalTrials.gov by University of Pennsylvania on 2026-06-26.